83 Avsnitt

  1. Brexit: Deal or No Deal?

    Publicerades: 2020-10-16

  2. California Love for Data Privacy

    Publicerades: 2020-10-12

  3. Hold Your Position: The Automation & Optimization of Position Limit Monitoring

    Publicerades: 2020-10-05

  4. Trust the Process: Risk Mitigation via Business Verification

    Publicerades: 2020-09-28

  5. Buy vs. Build: How Managed Services Turn Compliance into a Strategic Advantage

    Publicerades: 2020-09-21

  6. Compliance-as-a-Service: RegTech, Data and Managed Services

    Publicerades: 2020-09-14

  7. Regulatory Soup – from UCITS KIID to PRIIPs KID

    Publicerades: 2020-09-07

  8. A Retrospective on Form CRS & Reg BI and Regulator Insights

    Publicerades: 2020-08-31

  9. How the Ghosts of Transaction Reporting Past Guide the Regulatory Future State

    Publicerades: 2020-08-24

  10. Data Management and a Regulatory Book of Record

    Publicerades: 2020-08-17

  11. The Art of Data, Innovation & Adapting to Change

    Publicerades: 2020-08-10

  12. Compliance Culture in a Bottle

    Publicerades: 2020-08-03

  13. Nobody Puts Compliance in a Corner

    Publicerades: 2020-07-27

  14. Business Resilience & Regulatory Exams

    Publicerades: 2020-07-23

  15. The Dark Side of Cybersecurity & BCP

    Publicerades: 2020-07-20

  16. Iceberg Ahead: Navigating Regulatory Change

    Publicerades: 2020-07-13

  17. 2H 2020 Regulatory Outlook: Compliance Coffee Talk with aosphere LLP

    Publicerades: 2020-07-09

  18. Risky Business: Compliance & Market Volatility

    Publicerades: 2020-07-06

  19. Q4 Regulatory Reporting Milestones: SFTR and CME/NEX Abide and Brexit, Oh My!

    Publicerades: 2020-07-02

  20. For CCOs, By CCOs: Assessing Your Compliance Program

    Publicerades: 2020-06-29

4 / 5

A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.

Visit the podcast's native language site